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SEC EDGAR · Oct 26, 08:05 PM UTC

AAOI officer Chang reports 5,141 shares withheld for taxes on RSU vesting

xyz:AAOIDO NOTHINGHIGH confidenceUpdated Oct 27, 12:01 AM UTC

Historical operation · Retained

“Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.”

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Model assessment

Form 4 for Applied Optoelectronics officer Hung-Lun (Fred) Chang reports four same-day dispositions on 2026-10-22 totaling 5,141 shares at $77.32, each coded F and footnoted as shares surrendered to the issuer to satisfy tax-withholding obligations on vesting RSU awards. These are routine, non-discretionary withholding transactions rather than open-market sales, and the filing contains no material operating, financial or strategic catalyst for AAOI. With no prior system signal, the evidence is non-actionable and warrants DO_NOTHING.

22 exact filing citations

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